Paul Gerard Wargnier

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → 03/2017
  Wells Fargo Bank, N.A.
  Portland, OR
• 03/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, OR
• 04/2017 → Present
  Bank Of America, N.A.
  Portland, OR

Previous Registrations

• 2000-09-28 → 2005-05-04
  Wells Fargo Investments, Llc
  Beverly Hills, CA

Exams

• S66 Uniform Combined State Law Examination
  2017-05-09
• S63 Uniform Securities Agent State Law Examination
  1996-07-09
• S65 Uniform Investment Adviser Law Examination
  1993-01-05

Other Names

• Paul Gerald Wargnier
• Paul G Wargnier
• Paul Gerard Wargnier
• Paul Wargnier