Michael Farrell Obrien

Current Employers

Employment History

• 10/1982 → Present
  The Northwestern Mutual Life Insurance C
  Milwaukee, WI
• 06/1984 → Present
  Northwestern Mutual Life
  Seattle, WA
• 06/1987 → Present
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 08/1987 → Present
  Nml Equity Services Inc.
  Milw, WI
• 05/2007 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 07/2009 → Present
  Club Soccer Team
  Seattle, WA

Previous Registrations

• 2006-03-23 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 2005-03-08 → 2005-12-31
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. <1%, 910 5TH AVE SUITE 4100, 910 5TH AVE SUITE 4100, SEATTLE, , WASHINGTON, 98164, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/17/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. INVESTMENT RELATED. 3. OWNER, COHO 2021, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 5/27/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 100% OWNER, MFO 2021,LLC, LEGAL ENTITY, START DATE: 05/28/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, SAME AS MY CURRENT ROLES AS A NM WMA. INVESTMENT RELATED. 5. .5% OWNER, RANIER OZ LLC TRANCHE 2, 1421 34TH AVE, SUITE 125, SEATTLE, , WASHINGTON, 98122, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 02/24/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. INVESTMENT RELATED. 6. .0010% OWNER, ICG APARTMENT FUND 7 LLC, 901 5TH AVE # 4100, SEATTLE, , WASHINGTON, 98164, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/19/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. INVESTMENT RELATED. 7.1% OWNER, NORTHVIEW QOF, LLC, 159 SOUTH JACKSON, SUITE 300, SEATTLE, , WASHINGTON, 98104, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 08/25/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. INVESTMENT RELATED. 8. BOARD MEMBER, INVESTMENT COMMITTEE, SEATTLE NATIVITY SCHOOL ENDOWMENT, 4200 S MEAD ST., SEATTEL, , WASHINGTON, 98118, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 3/1/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON INVESTMENT-RELATED. 9. ICG APARTMENT FUND 2019 LLC, 901 FIFTH AVE, SUITE 4100, SEATTLE, , WASHINGTON, 98164, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/29/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. I AM A PASSIVE INVESTOR; INVESTMENT-RELATED. 10. <1%, ICG PORTFOLIO 11 LLC, 910 5TH AVE SUITE 4100, SEATTLE, , WASHINGTON, 98164, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/17/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE; INVESTMENT-RELATED. 11. <1% OWNER, ICG APARTMENT FUND 9 LLC , 901 5TH AVE #4100, SEATTLE, , WASHINGTON, 98112, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/9/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE; Investment-related. 12. CHAIR, PRESIDENT, INVESTMENT COMMITTEE, THE SEATTLE NATIVITY SCHOOL ENDOWMENT FUND, 4200 S MEAD ST,, SEATTLE, , WASHINGTON, 98119, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 2/17/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAIR OF THE BOARD OF DIRECTORS OF THE SEATTLE NATIVITY SCHOOL ENDOWMENT FUND. I WILL SET THE AGENDA AND LEAD THE BOARD MEETINGS. I WILL ALSO SERVE ON THE INVESTMENT COMMITTEE; NON INVESTMENT-RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-07
• S63 Uniform Securities Agent State Law Examination
  1987-09-18

Other Names

• Mike Obrien