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Cindy Lynnette Schwamberger

Morgan Stanley

Cornelius, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-07-06
TX RA APPROVED 2017-09-22
  • NC RA
    APPROVED
    Since 2020-07-06
  • TX RA
    APPROVED
    Since 2017-09-22

Branch Locations

17505 West Catawba Avenue Suite 300, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Bellevue WA 06/2009 04/2017
Morgan Stanley Cornelius NC 08/2017 Present
Unemployed Cedar Park TX 05/2017 07/2017
  • 06/2009 → 04/2017
    Morgan Stanley
    Bellevue, WA
  • 08/2017 → Present
    Morgan Stanley
    Cornelius, NC
  • 05/2017 → 07/2017
    Unemployed
    Cedar Park, TX
Previous Registrations
  • 2009-06-01 → 2017-05-03
    Morgan Stanley
    Kirkland, WA
    Kirkland, WA
    Bellevue, WA
  • 2008-01-18 → 2009-06-01
    Morgan Stanley & Co. Llc
    Bellevue, WA
  • 2001-11-02 → 2007-12-13
    Citigroup Global Markets Inc.
    El Segundo, CA
    El Segundo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-24
  • S66 Uniform Combined State Law Examination
    2001-10-24
Other Names
  • Cindy Lynnette Horst
  • Cindy Lynnette Schwamberger
  • Cindy Schwamberger

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cornelius, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC
RAYMOND JAMES & ASSOCIATES, INC. · HUNTERSVILLE, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
CORNERSTONE WEALTH · HUNTERSVILLE, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC

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