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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2012-02-21 |
| TX | RA | APPROVED_RES | 2012-01-24 |
Branch Locations
4800 N Federal Hwy Ste D200, Boca Raton, FL 33431-3413 • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Boca Raton | FL | 01/2012 | Present |
Business Ownership; Burton Manufacturing LLC; Monitoring investments; Primary activity is investments in publicly trades securities.; 20244 Ocean Key Dr, , Boca Raton, FL, 33498; Investment-Related; 05/02/2011; 1 to 9 hours per month; 1 to 9 during trading hours / JLM Greenwald LLC; Creation for tax benefits advised by my personalaccountant.; Manage expenses for AMPF Practice; 20244 Ocean Key Drive, , Boca Raton, FL, 33498; Investment-Related; 03/17/2022; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-02-23 |
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