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Ernest Patrick Moosherr

Canopy Wealth Management

Middleton, WI

Birmingham, MI

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Current Employers
Canopy Wealth Management

8215 Greenway Boulevard Suite 540, Middleton, WI 53562 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-01-31
MI RA APPROVED 2018-08-17
TX RA APPROVED 2018-08-17
WI RA APPROVED 2018-08-17
  • AZ RA
    APPROVED
    Since 2022-01-31
  • MI RA
    APPROVED
    Since 2018-08-17
  • TX RA
    APPROVED
    Since 2018-08-17
  • WI RA
    APPROVED
    Since 2018-08-17

Branch Locations

8215 Greenway Boulevard Suite 540, Middleton, WI 53562 • United States

380 N Old Woodward Ave Ste 290, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milw WI 02/1988 08/2018
Northwestern Mutual Investment Services, Llc Milwaukee WI 05/1988 08/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 08/2018
Canopy Wealth Management Middleton WI 08/2018 Present
  • 02/1988 → 08/2018
    Northwestern Mutual Life
    Milw, WI
  • 05/1988 → 08/2018
    Northwestern Mutual Investment Services, Llc
    Milwaukee, WI
  • 05/2007 → 08/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2018 → Present
    Canopy Wealth Management
    Middleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-10
S63 Uniform Securities Agent State Law Examination 1988-07-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-10
  • S63 Uniform Securities Agent State Law Examination
    1988-07-19
Designations
Other Names
  • Ernie Moosherr

View on SEC IAPD

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CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
JACOBSON & SCHMITT ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
EDWARD JONES

Other Investors

JOHN-THOMAS PETREE
BRIAN VETROVEC
JAMES P SOLBERG
JACK DRANEY
BRANDON JOHN GASSER
ALEX DAVID BROST
MICHELLE ROSALYN TODD
ALINA M. ANDRECAN

Other Offices

STRATEGIC ADVISERS LLC · MIDDLETON, WI
MORGAN STANLEY · Middleton, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, WI
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · MIDDLETON, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MIDDLETON, WI
JACOBSON & SCHMITT ADVISORS, LLC · MIDDLETON, WI
CHARLES SCHWAB & CO., INC. · Middleton, WI
EDWARD JONES · MIDDLETON, WI

More in Middleton, WI

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