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James P Solberg

Strategic Advisers LLC

Waunakee, WI

Middleton, WI

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
WI RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31
  • WI RA
    APPROVED
    Since 2025-03-31

Branch Locations

Waunakee, WI • United States

8235 Greenway Blvd, Middleton, WI 53562-3581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Middleton WI 06/2018 12/2018
Home Lumber Company Whitewater WI 02/2016 05/2017
Capitol Warehousing Corporation Windsor WI 06/2017 06/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2018 03/2020
Northwestern Mutual Investment Services Llc Middleton WI 06/2019 03/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2019 03/2020
Fidelity Investments Middleton WI 09/2021 Present
Capitol Warehousing Windsor WI 03/2020 04/2021
Unemployed Madison WI 04/2021 09/2021
Fidelity Investments Boston MA 03/2025 Present
  • 06/2018 → 12/2018
    Northwestern Mutual Investment Services Llc
    Middleton, WI
  • 02/2016 → 05/2017
    Home Lumber Company
    Whitewater, WI
  • 06/2017 → 06/2018
    Capitol Warehousing Corporation
    Windsor, WI
  • 05/2018 → 03/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2019 → 03/2020
    Northwestern Mutual Investment Services Llc
    Middleton, WI
  • 07/2019 → 03/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2021 → Present
    Fidelity Investments
    Middleton, WI
  • 03/2020 → 04/2021
    Capitol Warehousing
    Windsor, WI
  • 04/2021 → 09/2021
    Unemployed
    Madison, WI
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-02-14 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Middleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-07
S63 Uniform Securities Agent State Law Examination 2019-06-18
  • S65 Uniform Investment Adviser Law Examination
    2023-02-07
  • S63 Uniform Securities Agent State Law Examination
    2019-06-18
Other Names
  • Jim Solberg
  • James Solberg
  • Jim Solberg
  • Jim Solberg
  • James Patrick Solberg

View on SEC IAPD

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