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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-21 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
18 Kings Highway North, Westport, Ct, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Source Capital Group | Westport | CT | 02/2009 | 02/2017 |
| Westport Capital Markets Llc | Westport | CT | 02/2017 | Present |
| Vanderbilt Securities, Llc | Woodbury | NY | 04/2021 | Present |
| Vanderbilt Advisory Services | Woodbury | NY | 04/2021 | Present |
Vanderbilt Financial Group Westport. Investment related. Start date: 03/01/2023. Address: 18 Kings Highway North Westport CT, 06880. Title: Senior Wealth Manager. Duties: Provide financial services in the capacity of RIA Representative for Vanderbilt Advisory Services and Registered Representative for broker dealer Vanderbilt Securities. Time spent during regular hours: 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-21 |
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