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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-11-17 |
Branch Locations
6885 Vistagreen Way Suite C, Rockford, IL 61107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mainstreet Financial Group | Rockford | IL | 05/2015 | Present |
| Sullivan Consulting And Tax | Rockford | IL | 02/2014 | Present |
| Summit Brokerage Services Inc. | Rockford | IL | 05/2015 | 09/2019 |
| Harbour Investments, Inc | Madison | WI | 10/2022 | Present |
| Mainstreet Financial Group | Rockford | IL | 10/2022 | Present |
1) Mainstreet Financial Group - DBA 2) Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3) Sullivan Tax and Consulting | 5548 Springbrook Road # 203, Rockford, IL 51114 | IRS PTIN registered tax preparer | Description: Prepare accounting and tax returns | Beginning 1/2014 | 80 hours per month during tax season, 80 during trading hours | Paid position | Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-18 |
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