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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-09
TX RA APPROVED_RES 2026-01-06
  • IL RA
    APPROVED
    Since 2026-06-09
  • TX RA
    APPROVED_RES
    Since 2026-01-06

Branch Locations

6801 Spring Creek Road Ste 1A, Rockford, IL 61114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Bank Rockford IL 01/2017 08/2024
Chase Bank Loves Park IL 04/2014 01/2017
Jpmorgan Chase Securities,Llc Rockford IL 11/2017 08/2024
Wells Fargo Clearing Services, Llc Chicago IL 08/2024 Present
  • 01/2017 → 08/2024
    Chase Bank
    Rockford, IL
  • 04/2014 → 01/2017
    Chase Bank
    Loves Park, IL
  • 11/2017 → 08/2024
    Jpmorgan Chase Securities,Llc
    Rockford, IL
  • 08/2024 → Present
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-22
S63 Uniform Securities Agent State Law Examination 2018-02-16
  • S66 Uniform Combined State Law Examination
    2026-05-22
  • S63 Uniform Securities Agent State Law Examination
    2018-02-16

View on SEC IAPD

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