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William R Hooper

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington, CT

Grant Valkaria, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-12-16
CT RA APPROVED 1990-06-08
  • FL RA
    APPROVED
    Since 2019-12-16
  • CT RA
    APPROVED
    Since 1990-06-08

Branch Locations

9 Melrose Dr, Farmington, CT 06032 • United States

Grant Valkaria, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington CT 08/1988 Present
Bank Of America,N.A. Farmington CT 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-25
S63 Uniform Securities Agent State Law Examination 1988-10-27
  • S65 Uniform Investment Adviser Law Examination
    1995-01-25
  • S63 Uniform Securities Agent State Law Examination
    1988-10-27
Other Names
  • Bill Hooper
  • William Robert Ii Hooper
  • William Robert Hooper
  • Bill Hooper Ii
  • William Robert Hooper Ii

View on SEC IAPD

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