Kevin Gerard Mathews

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2023 → Present
  Rbc Capital Markets, Llc
  Lake Forest, IL
• 06/2021 → 12/2022
  Fixed Income Consultant
  Hinsdale, IL
• 08/2014 → 05/2021
  Aviva Investors
  Chicago, IL
• 05/2023 → Present
  City National Bank
  Lake Forest, IL

Other Businesses

(1) NAME OF ENTITY: Courtyard Homes of Amberley Woods Homeowners Association ADDRESS: 1845 Amberley Ct, Lake Forest, IL 60045 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: HOA START DATE: 12.17.24 CAPACITY: General board member DUTIES: Setting the budget HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Amberley Woods Master Association, Inc. ADDRESS: 1800 Amberley Court Lake Forest Illinois 60045 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Apr 15, 2025 CAPACITY: Board of Directors, Other DUTIES: Board Member, President HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2023-04-11
• S63 Uniform Securities Agent State Law Examination
  1992-04-16
• S65 Uniform Investment Adviser Law Examination
  1992-02-10