Alexander James Butterfield

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1987 → Present
  James C. Butterfield Investments, Inc.
  Jackson, MI
• 02/2010 → 09/2019
  Summit Brokerage Services Inc
  Jackson, MI
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2016 → 05/2021
  Summit Financial Group Inc
  Jackson, MI
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-09-29 → 2021-05-20
  Summit Financial Group Inc
  Jackson, MI

Other Businesses

(1) NAME OF OTHER BUSINESS: JAMES C BUTTERFIELD INVESTMENTS, INC. ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2019; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2016-05-19
• S63 Uniform Securities Agent State Law Examination
  1988-01-15

Other Names

• Alex Butterfield