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Michael John Soriero

Spc

Toms River, NJ

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2008-03-25
  • NJ RA
    APPROVED
    Since 2008-03-25

Branch Locations

29 Hadley Ave, Toms River, NJ 08753 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Senior Planning Associates Toms River NJ 07/1989 Present
Sigma Financial Corporation Ann Arbor MI 03/2008 Present
Spc Ann Arbor MI 03/2008 Present
  • 07/1989 → Present
    Senior Planning Associates
    Toms River, NJ
  • 03/2008 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 03/2008 → Present
    Spc
    Ann Arbor, MI
Previous Registrations
  • 2002-06-21 → 2008-03-24
    National Planning Corporation
    Tome River, NJ
Other Businesses

SENIOR PLANNING ASSOCIATES INC; SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-07
  • S63 Uniform Securities Agent State Law Examination
    1987-08-07
Designations

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
MORGAN STANLEY
COMMONWEALTH FINANCIAL NETWORK
USI ADVISORS
BANKERS LIFE ADVISORY SERVICES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WEALTH QUARTERBACK LLC
PNC WEALTH MANAGEMENT LLC

Other Investors

BENJAMIN ADAM FELICELLI
JOHN MICHAEL CICALA
MARK K VANDZURA
Molly Danielle Staffordsmith
CRAIG RICHARD REID
ALEXANDER STEPHEN JOICE
GERARD RAYMOND CALA
TODD RICHARD SPEEDY

Other Offices

EQUITABLE ADVISORS, LLC · TOMS RIVER, NJ
MORGAN STANLEY · TOMS RIVER, NJ
COMMONWEALTH FINANCIAL NETWORK · Toms River, NJ
USI ADVISORS · Toms River, NJ
BANKERS LIFE ADVISORY SERVICES, INC. · Toms River, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TOMS RIVER, NJ
WEALTH QUARTERBACK LLC · TOMS RIVER, NJ
PNC WEALTH MANAGEMENT LLC · TOMS RIVER, NJ

More in Toms River, NJ

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