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151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-06-04 |
Branch Locations
4 Hendrickson Ave, Ste 3, Red Bank, NJ 07701-6155 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Investors Distribution Company | Bridgewater | NJ | 06/2016 | 10/2016 |
| Computer Sciences Corporation | Bridgewater | FL | 11/2016 | 04/2018 |
| Alliance-One Investments, Llc | Warwick | RI | 08/2017 | 04/2018 |
| Axa Advisors, Llc | New York | NY | 04/2018 | 03/2019 |
| Allstate Insurance Co | Northbrook | IL | 05/2019 | Present |
| Count Basis Theatre | Red Bank | NJ | 11/2022 | Present |
| Allstate Financial Advisors, Llc | Lincoln | NE | 05/2019 | Present |
| Allstate Financial Services, Llc | Lincoln | NE | 05/2019 | Present |
COUNT BASIS THEATRE POSITION: security guard NATURE: CBT Security INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2022 ADDRESS: 99 Monmouth Street, Red Bank NJ 07701, United States DESCRIPTION: Providing security for entertainers who will be there BRYAN BACCARO POSITION: EFS NATURE: life carriers renewal commissions- Everlake , ETC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/09/2025 ADDRESS: 4 Hendrickson Avenue, suite 3, red bank NJ 07701, United States DESCRIPTION: RESIDUAL COMMISSIONS ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-10 |
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