Best Investors Account Sign in

Sean Francis Dumont

Edward Jones

Sanford, ME

CRD 3243037

Claim This Profile
Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-27
ME RA APPROVED 2010-02-02
  • TX RA
    APPROVED_RES
    Since 2018-12-27
  • ME RA
    APPROVED
    Since 2010-02-02

Branch Locations

906 Main St Suite A, Sanford, ME 04073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. St. Louis MO 06/1999 Present
  • 06/1999 → Present
    Edward D. Jones & Co., L.P.
    St. Louis, MO
Other Businesses

Apt building Type of business: 4 unit apt building Sanford, ME Start date: 5/1/1996 co-owner of building Hours per week: 0 Hours during trading: 0 Make sure building is maintained.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
S63 Uniform Securities Agent State Law Examination 1999-08-24
  • S66 Uniform Combined State Law Examination
    2009-12-30
  • S63 Uniform Securities Agent State Law Examination
    1999-08-24
Other Names
  • Sean Dumont

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Sanford, ME

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor