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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2017-03-25 |
| NH | RA | APPROVED | 2017-03-25 |
Branch Locations
1137 Main Street Building A, Pob 1690, Sanford, ME 04073 • United States
Springvale, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Portsmouth | NH | 09/2001 | 03/2017 |
| Mml Investors Services, Llc | Sanford | ME | 03/2017 | Present |
| Mass Mutual Life Insurance Company | Sanford | ME | 07/2016 | Present |
(1)Name: Chad Liston Inv rel: Y Add: 1048 Main Street Sanford ME 04073 Nature: Individual Life, Group Life, and Fixed Annuity Position: Agent Start date: 06/01/2020 No. HR/MO: 5 No. HR/MO during sec trading: 4 (2)Name: Chad Liston Inv rel: Y Add: North Myrtle Beach, SC 29582 Nature: Simple Rental Property Position: Owner Start date: 06/01/2025 No. HR/MO: 0 No. HR/MO during sec trading: 0 Duties: Pay the bills and collect revenue. Day to day operations are conducted by the property management company. (3)Name: Shingle Mill, LLC Inv rel: Y Add: New Vineyard, ME 04956 Nature: LLC used for real estate/short term rental Position: Member of LLC Start date: 01/01/2027 No. HR/MO: 0 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-06 |
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