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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-07-31 |
| VT | RA | APPROVED | 2022-11-09 |
| CA | RA | APPROVED | 2022-07-08 |
| NV | RA | APPROVED | 2013-05-07 |
Branch Locations
686 W Line St, Bishop, CA 93514 • United States
1504 Us Highway 395 N Ste 7, Gardnerville, NV 89410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Reno | NV | 04/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Gardnerville | NV | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 1323 Kimmerling Rd, Gardnervillle, NV 89460, ,; Not Investment-Related; 05/01/2008. Outside Employment; Sierra Chef LLC; Wine & Food Server for monthly Wine Pairing & Italian Night dinners; A friend, Cynthia Ferris-Bennett (great-niece of Ferris Wheel inventor George Ferris) and fellow businessperson/member of the C.V. Chamber of Commerce, owns Sierra Chef Cucina & Market in Genoa, NV. She puts on monthly Winemaker Dinners and Italian Nights. Drawing on my expertise/interest in wine pairing, she asked me to help out a few times a month, along with other Chamber Members. This is an opportunity to rub elbows with H.N.W. prospective clients in our Valley; 2292 Main St, , Genoa, NV, 89411; Not Investment-Related; 09/06/2024; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-15 |
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