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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-08-15 |
| NV | RA | APPROVED | 2022-07-26 |
| CA | RA | APPROVED | 2019-01-10 |
| TX | RA | APPROVED_RES | 2019-01-10 |
Branch Locations
686 W Line St, Bishop, CA 93514 • United States
1504 Us Highway 395 N Ste 7, Gardnerville, NV 89410 • United States
Williamsburg, VA • United States
Bishop, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Minden | NV | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minden | NV | 11/2016 | 01/2019 |
| Ameriprise Financial Services, Inc. | Bishop | CA | 01/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Bishop | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1981-05-20 |
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