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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Bishop | CA | 05/2009 | 08/2017 |
| Mml Investors Services Inc | Las Vegas | NV | 06/2009 | 08/2017 |
| Mml Investors Services, Llc | Bishop | CA | 01/2018 | Present |
| Unemployed | Bishop | CA | 08/2017 | 09/2017 |
| Massmutual Financial Group | Bishop | CA | 10/2017 | Present |
1)Name: Summit Capital Financial & Insurance Services Inv rel: Y Add: 117 E Line St, Bishop, CA 93514 Nature: life, DI, LTC, fixed annuities insurance Position: Agent Start date: 11/2015 No. HR/MO: 5 No. HR/MO during sec trading: 5 Duties: Individual life insurance, fixed annuities and disability insurance (2) Name: Blizzard Fire Protection LLC Inv Rel: Y Add:1422 Tavern Rd C6A Mammoth Lakes CA 93546 Nature: Sales and Service of fire extinguishers/ kitchen hood suppression systems Position: CFO Start Date: 9/1/2024 No HRs/Mo: 20 No Hrs/ Mo Dur Trading: 0 Duties: I oversee the financials of the business (3) NAME: Summit Capital Financial & Insurance Services, LLC INV REL: Y ADD: 117 E. LINE ST, BISHOP, CA 93514 NATURE: Rental Income POSITION: Owner START DATE: 09/01/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: Collect rent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-08-06 |
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