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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| MN | RA | APPROVED | 2016-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 10/2003 | 12/2016 |
| Lpl Financial, Llc | Lake Elmo | MN | 12/2016 | Present |
1. 12/15/2016 - DECKVIEW PROPERTIES/ REAL ESTATE RENTAL/ 1%/ 12445 55TH STREET NORTH, STE B, LAKE ELMO, MN 2. 12/15/2016 - JACK BUCKLEY FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 98%/ LAKE ELMO, MN 3. 01/31/2026 - JJ BUCK INC - Act in a Fiduciary Capacity - Trustee - Investment Related - At Reported Business Location(s) - Start Date 08/08/2014 - 1 hour pe rmonth/ during trading 4. 02/03/2026 - J.J. BUCK INC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 1/1/1999 - 173 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-01 |
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