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Christine Diane Pawlenty

LPl Financial LLC

Lake Elmo, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21

Branch Locations

8530 Eagle Point Blvd Ste 250, Lake Elmo, MN 55042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Lake Elmo MN 06/2002 07/2021
Various Insurance Carriers For W&R Insurance Agencies Woodbury MN 07/2002 07/2021
Willy Zimmerman Lake Elmo MN 09/2013 07/2021
Cedar Ridge Wealth Management Group Ltd Saint Paul MN 09/2016 07/2021
Cedar Ridge Wealth Management Group Ltd (Dba) Saint Paul MN 08/2016 07/2021
Lpl Financial Llc Lake Elmo MN 07/2021 Present
  • 06/2002 → 07/2021
    Waddell & Reed, Inc
    Lake Elmo, MN
  • 07/2002 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Woodbury, MN
  • 09/2013 → 07/2021
    Willy Zimmerman
    Lake Elmo, MN
  • 09/2016 → 07/2021
    Cedar Ridge Wealth Management Group Ltd
    Saint Paul, MN
  • 08/2016 → 07/2021
    Cedar Ridge Wealth Management Group Ltd (Dba)
    Saint Paul, MN
  • 07/2021 → Present
    Lpl Financial Llc
    Lake Elmo, MN
Previous Registrations
  • 2002-07-15 → 2021-07-21
    Waddell & Reed
    St. Paul, MN
    St Paul, MN
    Lake Elmo, MN
    Savage, MN
Other Businesses

1) 7/2021 - Non-Variable Insurance - Christine Pawlenty - Investment Related - Saint Paul, MN 55101 2) 8/2016 - DBA for LPL Business (entity for LPL business) - Cedar Ridge Wealth Management Group - Investment Related - Saint Paul, MN 55101

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-14
S63 Uniform Securities Agent State Law Examination 1996-01-26
  • S66 Uniform Combined State Law Examination
    2004-07-14
  • S63 Uniform Securities Agent State Law Examination
    1996-01-26
Other Names
  • Chris Pawlenty
  • Christine Pawlenty

View on SEC IAPD

Other Firms

SCM INVESTMENT SERVICES
PRINCIPAL SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
FRANCIS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
BEACON POINTE ADVISORS, LLC
AE WEALTH MANAGEMENT, LLC

Other Investors

MICHAEL LEE ERPENBACH
Paige Joann Hoffman
WILLY FRED ZIMMERMAN
MATTHEW WALTER DOBBINS
MICHAEL PATRICK CONLON
RYAN P SCOTT
Casey Kenneth Leanna
DAVID M BENDER

Other Offices

SCM INVESTMENT SERVICES · LAKE ELMO, MN
PRINCIPAL SECURITIES, INC. · LAKE ELMO, MN
AMERIPRISE FINANCIAL SERVICES, LLC · LAKE ELMO, MN
FRANCIS LLC · Lake Elmo, MN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · LAKE ELMO, MN
THRIVENT INVESTMENT MANAGEMENT INC. · Lake Elmo, MN
LPL FINANCIAL LLC · LAKE ELMO, MN
BEACON POINTE ADVISORS, LLC · Lake Elmo, MN

More in Lake Elmo, MN

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