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Paige Joann Hoffman

LPl Financial LLC

Lake Elmo, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-21
WI RA APPROVED 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • WI RA
    APPROVED
    Since 2021-07-21

Branch Locations

8530 Eagle Point Blvd Ste 250, Lake Elmo, MN 55042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc St.PAul MN 02/2017 05/2019
Bit By Bit Solutions Inc Hudson WI 06/2014 09/2016
University Of Wisconsin Eau Claire Eau Claire WI 09/2016 12/2016
Unemployed Hudson WI 12/2016 02/2017
Waddell & Reed, Inc. Lake Elmo MN 10/2019 07/2021
Various Insurance Carriers For W&R Insurance Agencies Hudson WI 10/2019 07/2021
Willy Zimmerman Lake Elmo MN 10/2019 07/2021
Dan Stoudt-State Farm Oak Park Hts MN 05/2019 10/2019
Greater Midwest Financial Group St Paul MN 02/2017 05/2019
Lpl Financial Llc Lake Elmo MN 07/2021 Present
  • 02/2017 → 05/2019
    Kestra Investment Services, Llc
    St.PAul, MN
  • 06/2014 → 09/2016
    Bit By Bit Solutions Inc
    Hudson, WI
  • 09/2016 → 12/2016
    University Of Wisconsin Eau Claire
    Eau Claire, WI
  • 12/2016 → 02/2017
    Unemployed
    Hudson, WI
  • 10/2019 → 07/2021
    Waddell & Reed, Inc.
    Lake Elmo, MN
  • 10/2019 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Hudson, WI
  • 10/2019 → 07/2021
    Willy Zimmerman
    Lake Elmo, MN
  • 05/2019 → 10/2019
    Dan Stoudt-State Farm
    Oak Park Hts, MN
  • 02/2017 → 05/2019
    Greater Midwest Financial Group
    St Paul, MN
  • 07/2021 → Present
    Lake Elmo, MN
Previous Registrations
  • 2019-11-15 → 2021-07-21
    Waddell & Reed
    Lake Elmo, MN
    Savage, MN
Other Businesses

10/2019-Present; Various Insurance Carriers for W&R Insurance Agencies; Hudson, WI; Investment Related; Insurance Sales; Insurance Agent. 2. 11/29/2023 - The Hoffman Group - Non-Inv Related - Hudson, WI - Business Entity For Tax/Investment Purposes Only - Owner and CFO - Started: 11/20/2023 - 5 Hrs/Mo; 0 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-15
  • S66 Uniform Combined State Law Examination
    2019-11-15
Other Names
  • Paige Joann Richardson

View on SEC IAPD

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