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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
| WI | RA | APPROVED | 2021-07-21 |
Branch Locations
8530 Eagle Point Blvd Ste 250, Lake Elmo, MN 55042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | St.PAul | MN | 02/2017 | 05/2019 |
| Bit By Bit Solutions Inc | Hudson | WI | 06/2014 | 09/2016 |
| University Of Wisconsin Eau Claire | Eau Claire | WI | 09/2016 | 12/2016 |
| Unemployed | Hudson | WI | 12/2016 | 02/2017 |
| Waddell & Reed, Inc. | Lake Elmo | MN | 10/2019 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Hudson | WI | 10/2019 | 07/2021 |
| Willy Zimmerman | Lake Elmo | MN | 10/2019 | 07/2021 |
| Dan Stoudt-State Farm | Oak Park Hts | MN | 05/2019 | 10/2019 |
| Greater Midwest Financial Group | St Paul | MN | 02/2017 | 05/2019 |
| Lpl Financial Llc | Lake Elmo | MN | 07/2021 | Present |
10/2019-Present; Various Insurance Carriers for W&R Insurance Agencies; Hudson, WI; Investment Related; Insurance Sales; Insurance Agent. 2. 11/29/2023 - The Hoffman Group - Non-Inv Related - Hudson, WI - Business Entity For Tax/Investment Purposes Only - Owner and CFO - Started: 11/20/2023 - 5 Hrs/Mo; 0 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-15 |
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