Lauretta Carlene Moell

Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Lakewood, CO
• 11/2016 → 10/2019
  Wells Fargo Clearing Services, Llc
  Lakewood, CO
• 10/2019 → Present
  Benjamin F Edwards & Co
  Littleton, CO

Previous Registrations

• 2008-01-01 → 2019-10-29
  Wells Fargo Clearing Services, Llc
  Lakewood, CO
• 1999-01-01 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Lakewood, CO
  Lakewood, CO
  St. Louis, MO

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-03-26

Other Names

• Laurie Moell