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Vincent Pierre Thompson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Hartford, CT

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-01-23
  • CT RA
    APPROVED
    Since 2023-01-23

Branch Locations

29 S Main St, West Hartford, CT 06107 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Welton Investment Partners New York NY 08/2015 11/2017
Foreside Fund Services, Llc New York NY 02/2016 09/2017
Unemployed Madison CT 12/2017 04/2018
Parplus Partners, Llc New York NY 04/2019 07/2020
Crito Capital Llc Westport CT 05/2018 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Hartford CT 10/2022 Present
  • 08/2015 → 11/2017
    Welton Investment Partners
    New York, NY
  • 02/2016 → 09/2017
    Foreside Fund Services, Llc
    New York, NY
  • 12/2017 → 04/2018
    Unemployed
    Madison, CT
  • 04/2019 → 07/2020
    Parplus Partners, Llc
    New York, NY
  • 05/2018 → 11/2022
    Crito Capital Llc
    Westport, CT
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-30
S63 Uniform Securities Agent State Law Examination 2016-03-10
  • S66 Uniform Combined State Law Examination
    2022-12-30
  • S63 Uniform Securities Agent State Law Examination
    2016-03-10
Other Names
  • Vin Thompson

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

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