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Current Employers
Gray Oak Capital Management, Llc

55 Old Field Point Road, Greenwich, CT 06830 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-29
CT RA APPROVED 2021-01-21
  • NY RA
    APPROVED
    Since 2023-09-29
  • CT RA
    APPROVED
    Since 2021-01-21

Branch Locations

55 Old Field Point Road, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Precision Securities, Llc San Diego CA 03/2017 Present
Velocity Capital, Llc New York NY 03/2016 Present
Gray Oak Capital, Llc Greenwich CT 02/2017 Present
Gray Oak Capital Management, Llc Greenwich CT 02/2018 Present
  • 03/2017 → Present
    Precision Securities, Llc
    San Diego, CA
  • 03/2016 → Present
    Velocity Capital, Llc
    New York, NY
  • 02/2017 → Present
    Gray Oak Capital, Llc
    Greenwich, CT
  • 02/2018 → Present
    Greenwich, CT
Previous Registrations
Other Businesses

1.) Silver Bay, LLC; Personal investment related; 40 Ettl Lane Greenwich, CT; Invest in Business Opportunities and lend monies; Managing Member; December 2014; 0 hrs per month; 0 hrs during trading; Holding company for business interests. I personally invest thru this Holding Company, investments include properties and other businesses. 2.) Gray Oak Capital Management, LLC; Investment related; 55 Old Field Point Road, Greenwich, CT, 06830; Investment Management; Partner/Founder; 2018; 4 hrs per month; 1 hr during trading; To seek investment opportunities. 3.) Gray Oak Opportunity Fund GP, Investment Related; 55 Old Field Point Road, Greenwich, CT, 06830; Fund; Managing Member; April 2020; 0 hours required per month; Seek investment opportunities, receive Mgmt Fees. 4.) Gray Oak Capital Partners, LLC; Investment related; 55 Old Field Point Road, Greenwich, CT, 06830; Fund; Managing Member; April 2020; 0 hour per month; 0 hour during trading. Seek investment opportunities, receive Mgmt Fees. 5.) VCT Holdings LLC; Personal Investment related; 100 Wall Street, New York, NY, 10005; Board Member; August 2020; 1 hour per week; 0 hour during trading. Holding Company. 6.) VCT Holdings II LLC; Investment related; 100 Wall Street, New York, NY, 10005; Board Member; August 2020; 0 hour per month; 0 hour during trading. Holding Company.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-01
  • S63 Uniform Securities Agent State Law Examination
    1987-08-01

View on SEC IAPD

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