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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-03-04
PA RA APPROVED 2023-01-09
  • SC RA
    APPROVED
    Since 2024-03-04
  • PA RA
    APPROVED
    Since 2023-01-09

Branch Locations

161 Washington St Suite 1111, Conshohocken, PA 19428 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph Gunnar & Co., Llc New York NY 09/2012 05/2017
Edward Jones St Louis MO 05/2017 07/2017
Lpl Financial Llc Fort Mill SC 10/2017 12/2022
Hornor, Townsend & Kent, Llc Horsham PA 01/2023 Present
Previous Registrations
  • 2017-10-10 → 2023-01-13
    Fort Mill, SC
  • 2017-05-23 → 2017-07-06
    Fort Mill, SC
    St Louis, MO
  • 2012-12-20 → 2017-05-15
    Joseph Gunnar & Co. Llc
    Uniondale, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-19
S63 Uniform Securities Agent State Law Examination 1987-07-23
  • S65 Uniform Investment Adviser Law Examination
    2012-12-19
  • S63 Uniform Securities Agent State Law Examination
    1987-07-23
Other Names
  • Robert Anthony Gerraputa
  • Robert Gerraputa

View on SEC IAPD

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