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Michael Joseph Edens

Osaic Wealth, Inc.

Chattanooga, TN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-03-01
GA RA APPROVED 2023-03-01
MN RA APPROVED 2023-02-27
TN RA APPROVED 2023-02-27
  • AR RA
    APPROVED
    Since 2023-03-01
  • GA RA
    APPROVED
    Since 2023-03-01
  • MN RA
    APPROVED
    Since 2023-02-27
  • TN RA
    APPROVED
    Since 2023-02-27

Branch Locations

715 Market Street Suite 103, Chattanooga, TN 37402 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
John Hancock Mutual Life Insurance Co Chattanooga TN 08/1997 11/2018
Signator Investors, Inc. Boston MA 08/1997 11/2018
Royal Alliance Associates, Inc. Chattanogga TN 11/2018 11/2018
Lincoln Financial Securities Chattanooga TN 11/2018 02/2023
Osaic Wealth, Inc. Chattanoogat TN 02/2023 Present
  • 08/1997 → 11/2018
    John Hancock Mutual Life Insurance Co
    Chattanooga, TN
  • 08/1997 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → 11/2018
    Royal Alliance Associates, Inc.
    Chattanogga, TN
  • 11/2018 → 02/2023
    Lincoln Financial Securities
    Chattanooga, TN
  • 02/2023 → Present
    Chattanoogat, TN
Previous Registrations
  • 2018-11-21 → 2023-03-01
    Osaic Fs, Inc.
    Chattanooga, TN
    Chattanooga, TN
    Chattanooga, TN
    Lexington, KY
  • 2018-11-02 → 2018-12-17
    Chattanogga, TN
    Nashville, TN
  • 2004-04-15 → 2018-11-02
    Signator Investors, Inc.
    Nashville, TN
    Chattanooga, TN
    Chattanogga, TN
    Nashville, TN
Other Businesses

1. SCENIC CITY WEALTH-FIXED INSURANCE (CHANGING DBA NAME FROM SCENIC CITY FINANCIAL) POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/05/2024 ADDRESS: 715 Market Street, Suite 103, Chattanooga TN 37402, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance 2. SCENIC CITY WEALTH (CHANGING DBA NAME FROM SCENIC CITY FINANCIAL) POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/05/2024 ADDRESS: 715 Market Street, Suite 103, Chattanooga TN 37402, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products 3.BGE PILOT LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2026 ADDRESS: 550 Whitehall Road, Chattanooga TN 37405, United States DESCRIPTION: I am paying to have Steve Straessle write a book on my father.the book will be called Billy Gene Edens Life Story. LLC is purpose is to track expenses for this endeavor .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-22
S63 Uniform Securities Agent State Law Examination 1987-06-29
  • S65 Uniform Investment Adviser Law Examination
    1998-09-22
  • S63 Uniform Securities Agent State Law Examination
    1987-06-29
Other Names
  • Mike Edens

View on SEC IAPD

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