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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-03-01 |
| GA | RA | APPROVED | 2023-03-01 |
| MN | RA | APPROVED | 2023-02-27 |
| TN | RA | APPROVED | 2023-02-27 |
Branch Locations
715 Market Street Suite 103, Chattanooga, TN 37402 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Mutual Life Insurance Co | Chattanooga | TN | 08/1997 | 11/2018 |
| Signator Investors, Inc. | Boston | MA | 08/1997 | 11/2018 |
| Royal Alliance Associates, Inc. | Chattanogga | TN | 11/2018 | 11/2018 |
| Lincoln Financial Securities | Chattanooga | TN | 11/2018 | 02/2023 |
| Osaic Wealth, Inc. | Chattanoogat | TN | 02/2023 | Present |
1. SCENIC CITY WEALTH-FIXED INSURANCE (CHANGING DBA NAME FROM SCENIC CITY FINANCIAL) POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/05/2024 ADDRESS: 715 Market Street, Suite 103, Chattanooga TN 37402, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance 2. SCENIC CITY WEALTH (CHANGING DBA NAME FROM SCENIC CITY FINANCIAL) POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/05/2024 ADDRESS: 715 Market Street, Suite 103, Chattanooga TN 37402, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products 3.BGE PILOT LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2026 ADDRESS: 550 Whitehall Road, Chattanooga TN 37405, United States DESCRIPTION: I am paying to have Steve Straessle write a book on my father.the book will be called Billy Gene Edens Life Story. LLC is purpose is to track expenses for this endeavor .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-29 |
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