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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2019-03-13 |
| GA | RA | APPROVED | 2019-03-13 |
| MS | RA | APPROVED | 2019-02-20 |
| TX | RA | APPROVED_RES | 2018-03-08 |
| MN | RA | APPROVED | 2018-03-06 |
Branch Locations
3655 Brookside Pkwy Ste 240 - Brookside Ii, Alpharetta, GA 30022-1429 • United States
Lino Lakes, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 03/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Alpharetta | GA | 03/2020 | Present |
Outside Employment; 135 Memorial, LLC; Manager - Lease, prepare taxes; ; 597 Hearthstone Lane, , Maritta, GA, 30067; Investment-Related; 02/11/2020; 1 to 9 hours per month; 0 during trading hours / 804 N. Highland LLC; Manager - Leasing, Tax Preparation, manage; ; 597 Hearthstone Lane, , Marietta, GA, 30067; Investment-Related; 08/05/2014; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-15 |
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