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30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-01-04 |
| TX | RA | APPROVED | 2019-01-04 |
Branch Locations
11 First Avenue Nw, Hampton, IA 50441 • United States
30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
520 S. Pierce #206, Mason City, IA 50401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Financial Services (D.b.a. For Advisory Business) | Hampton | IA | 02/1991 | Present |
| Regulus Advisors, Llc | Kentwood | MI | 07/2014 | 12/2018 |
| Regal Investment Advisors | Kentwood | MI | 07/2014 | 12/2018 |
| C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors | Westlake | OH | 01/2019 | Present |
| Mercap Securities, Llc | Paoli | PA | 01/2019 | 11/2020 |
1) Belen Krabbe is the owner of Compro Casa, LLC. Located at 11 First Avenue NW, Hampton, IA, 50411. This is not investment related. This is rental properties that Belen devotes 8-10 hours a month to and 8-10 hours during trading hours. This began on 10/6/2003. Her duties include overseeing reconstructions, upgrades, accounting, etc. and cleaning up as needed. 2) Belen Krabbeis a licensed insurance agent conducting business from her registered location. In this capacity, she may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, she may receive other compensation such as fixed life trails. Belen Krabbe spends approx. 10 hrs/week during trading hours on this activity. 3) Belen Krabbe volunteers and serves as a board member of Kiwanis Club of Hampton, IA. Kiwanis is a global organization of volunteers that helps provide support and services to youth in the community. Belen spends approximately 5-10 hours per month during non-trade hours with Kiwanis. This is not an investment related activity. 4) Belen Krabbe is the Owner of Franklin Financial Services which is the operating entity for her advisory and insurance business and the dba she uses to promote his advisory activities. Belen Krabbe spends approximately forty hours per week during trading hours working under this entity. 5) Belen Krabbe works with the local chapter of the American Financial Education Alliance (AFEA). Ms. Krabbe conducts seminars to help eliminate financial illiteracy as part of her marketing efforts. There are no product sales or company names mentioned at these seminars.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-06-30 |
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