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Philip Frederick Hauser

Osaic Wealth, Inc.

Hampton, IA

Boone, IA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-03-14
  • IA RA
    APPROVED
    Since 2023-03-14

Branch Locations

16 4Th Street Ne, Hampton, IA 50441 • United States

1404 S. Marshall, Boone, IA 50036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Iowa Insurance Services Inc. Dba Hauser Financial Group Hampton IA 01/1983 Present
Ameritas Investment Corp Lincoln NE 01/2012 02/2017
Central Financial Group Hampton IA 01/2007 Present
Farming Hampton IA 01/2017 Present
Sii Johnston IA 02/2017 11/2018
Royal Alliance Associates, Inc. Hampton IA 11/2018 08/2023
Osaic Wealth, Inc Hampton IA 08/2023 Present
  • 01/1983 → Present
    North Iowa Insurance Services Inc. Dba Hauser Financial Group
    Hampton, IA
  • 01/2012 → 02/2017
    Ameritas Investment Corp
    Lincoln, NE
  • 01/2007 → Present
    Central Financial Group
    Hampton, IA
  • 01/2017 → Present
    Farming
    Hampton, IA
  • 02/2017 → 11/2018
    Sii
    Johnston, IA
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    Hampton, IA
  • 08/2023 → Present
    Hampton, IA
Other Businesses

1. NORTH IOWA INSURANCE SERVICES POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 07/01/1983 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441 DESCRIPTION: Insurance and related sales and services 2. FARMING POSITION: none NATURE: Farming INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 888 Mallory Drive, Hampton IA 50441, United States DESCRIPTION: general grain farming 3. HAUSER FINANCIAL GROUP/BETTEN ASSOCIATES POSITION: President NATURE: DBA's under North Iowa Insurance Services Inc INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 07/01/1983 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: Insurance and related sales and services 4. CENTRAL FINANCIAL GROUP POSITION: none NATURE: Investment relations INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2007 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: indexed annuities and life sales/ agent 5. CENTRAL FINANCIAL GROUP - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2007 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: Sell and service fixed insurance products. 6. CENTRAL FINANCIAL GROUP - DBA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2007 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: I am licensed to market securities, investment advisory, and insurance products under the name Central Financial Group. 7. PHIL HAUSER RENTAL PROPERTY POSITION: owner NATURE: Collect rent from the person that occupies detached space on the same location. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 18 4th ST. NE., Hampton IA 50441, United States DESCRIPTION: Owner of the building and collect rent and any maintenance of the building.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-02
  • S63 Uniform Securities Agent State Law Examination
    1984-06-02
Designations
Other Names
  • Phil Hauser

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