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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-03-14 |
Branch Locations
16 4Th Street Ne, Hampton, IA 50441 • United States
1404 S. Marshall, Boone, IA 50036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Iowa Insurance Services Inc. Dba Hauser Financial Group | Hampton | IA | 01/1983 | Present |
| Ameritas Investment Corp | Lincoln | NE | 01/2012 | 02/2017 |
| Central Financial Group | Hampton | IA | 01/2007 | Present |
| Farming | Hampton | IA | 01/2017 | Present |
| Sii | Johnston | IA | 02/2017 | 11/2018 |
| Royal Alliance Associates, Inc. | Hampton | IA | 11/2018 | 08/2023 |
| Osaic Wealth, Inc | Hampton | IA | 08/2023 | Present |
1. NORTH IOWA INSURANCE SERVICES POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 07/01/1983 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441 DESCRIPTION: Insurance and related sales and services 2. FARMING POSITION: none NATURE: Farming INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 888 Mallory Drive, Hampton IA 50441, United States DESCRIPTION: general grain farming 3. HAUSER FINANCIAL GROUP/BETTEN ASSOCIATES POSITION: President NATURE: DBA's under North Iowa Insurance Services Inc INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 07/01/1983 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: Insurance and related sales and services 4. CENTRAL FINANCIAL GROUP POSITION: none NATURE: Investment relations INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2007 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: indexed annuities and life sales/ agent 5. CENTRAL FINANCIAL GROUP - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2007 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: Sell and service fixed insurance products. 6. CENTRAL FINANCIAL GROUP - DBA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2007 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: I am licensed to market securities, investment advisory, and insurance products under the name Central Financial Group. 7. PHIL HAUSER RENTAL PROPERTY POSITION: owner NATURE: Collect rent from the person that occupies detached space on the same location. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 18 4th ST. NE., Hampton IA 50441, United States DESCRIPTION: Owner of the building and collect rent and any maintenance of the building.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-06-02 |
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