Philip Frederick Hauser

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1983 → Present
  North Iowa Insurance Services Inc. Dba Hauser Financial Group
  Hampton, IA
• 01/2012 → 02/2017
  Ameritas Investment Corp
  Lincoln, NE
• 01/2007 → Present
  Central Financial Group
  Hampton, IA
• 01/2017 → Present
  Farming
  Hampton, IA
• 02/2017 → 11/2018
  Sii
  Johnston, IA
• 11/2018 → 08/2023
  Royal Alliance Associates, Inc.
  Hampton, IA
• 08/2023 → Present
  Osaic Wealth, Inc
  Hampton, IA

Other Businesses

1. NORTH IOWA INSURANCE SERVICES POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 07/01/1983 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441 DESCRIPTION: Insurance and related sales and services 2. FARMING POSITION: none NATURE: Farming INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 888 Mallory Drive, Hampton IA 50441, United States DESCRIPTION: general grain farming 3. HAUSER FINANCIAL GROUP/BETTEN ASSOCIATES POSITION: President NATURE: DBA's under North Iowa Insurance Services Inc INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 07/01/1983 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: Insurance and related sales and services 4. CENTRAL FINANCIAL GROUP POSITION: none NATURE: Investment relations INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2007 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: indexed annuities and life sales/ agent 5. CENTRAL FINANCIAL GROUP - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2007 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: Sell and service fixed insurance products. 6. CENTRAL FINANCIAL GROUP - DBA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2007 ADDRESS: 16 4th St NE, PO Box 375, Hampton IA 50441, United States DESCRIPTION: I am licensed to market securities, investment advisory, and insurance products under the name Central Financial Group. 7. PHIL HAUSER RENTAL PROPERTY POSITION: owner NATURE: Collect rent from the person that occupies detached space on the same location. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 18 4th ST. NE., Hampton IA 50441, United States DESCRIPTION: Owner of the building and collect rent and any maintenance of the building.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-06-02

Designations

• Chartered Financial Consultant

Other Names

• Phil Hauser