William F Rugen

Current Employers

Employment History

• 01/2011 → 11/2019
  Penn Mutual Life Ins Co
  Horsham, PA
• 01/2011 → 11/2019
  Hornor Townsend & Kent Inc
  Horsham, PA
• 11/2019 → 01/2024
  Lincoln Financial Advisors
  Port Jefferson, NY
• 01/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/1996 → Present
  William F Rugen
  Port Jefferson, NY

Previous Registrations

• 2021-06-14 → 2024-02-02
  Osaic Fa, Inc.
  Port Jefferson, NY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/1986 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: WILLIAM F RUGEN INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION START DATE: 1/1996 POSITION/TITLE/RELATIONSHIP: INCOME TAX PREPARER APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: COMPLETE 1040 INDIVIDUAL TAX RETURN PREPARATION DURING TAX SEASON, FEBRUARY 1ST TO APRIL 15TH EACH YEAR. HOURS WORKING IS DURING TAX SEASON ONLY. VERY LITTLE TIME SPENT ON INCOME TAX PREPARATION AFTER TAX SEASON DURING THE YEAR; 3. NAME OF OTHER BUSINESS: ECONOMIC PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE RELATED PRODUCTS, LIFE, DISABILITY, FIXED ANNUITIES START DATE: 1/2024 POSITION/TITLE/RELATIONSHIP: PRIVATE WEALTH MANAGER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: ALL INSURANCE RELATED SALES AND SERVICE;

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-08-11