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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 1999-06-28
  • OH RA
    APPROVED
    Since 1999-06-28

Branch Locations

4000 Embassy Pkwy, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Akron OH 04/1987 Present
Bank Of America, N.A. Akron OH 12/2009 Present
Other Businesses

I*46600 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 1820 LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 4591 COX DRIVE, STOW, OHIO 44224 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 10/31/2011 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE PROPERTY IS MANAGED BY GARY J. PAPES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-23
S63 Uniform Securities Agent State Law Examination 1987-07-15
  • S65 Uniform Investment Adviser Law Examination
    1993-12-23
  • S63 Uniform Securities Agent State Law Examination
    1987-07-15
Other Names
  • Patricia Papes
  • Patricia Rastetter Papes

View on SEC IAPD

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