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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

3200 W Market St Ste 300, Akron, OH 44333 • United States

Financial Management Strategies, Inc.

9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-02
OH RA APPROVED 2017-01-10
  • TX RA
    APPROVED
    Since 2020-12-02
  • OH RA
    APPROVED
    Since 2017-01-10

Branch Locations

3200 W Market St Ste 300, Akron, OH 44333 • United States

9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Akron OH 11/2011 01/2017
Cetera Wealth Services, Llc El Segundo CA 01/2017 Present
Financial Management Strategies, Inc Valley View OH 01/2017 Present
Centrust Wealth Management, Inc Akron OH 01/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2011 → 01/2017
    Ameriprise Financial Services, Inc.
    Akron, OH
  • 01/2017 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2017 → Present
    Valley View, OH
  • 01/2017 → Present
    Centrust Wealth Management, Inc
    Akron, OH
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FINANCIAL MANAGEMENT STRATEGIES, INC. - CRD# 120818; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: PART OWNER; START DATE: 1/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: NON-PRODUCING, INVESTMENT ONLY; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 3. NAME OF OTHER BUSINESS: CENTRUST WEALTH MANAGEMENT, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2017, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 40, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT, BRIEF DESCRIPTION OF DUTIES: SALES AND CLIENT SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-02
  • S66 Uniform Combined State Law Examination
    2010-11-02
Other Names
  • Vicki Louise Coleman
  • Victoria Ellinger

View on SEC IAPD

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