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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-07 |
| TX | RA | APPROVED | 2024-03-07 |
Branch Locations
13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States
13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2008-09-16 |
Branch Locations
13095 South Murlen Suite 100, Olathe, KS 66062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Olathe | KS | 10/2006 | 07/2017 |
| Compass Financial Resources, Llc | Olathe | KS | 05/1987 | Present |
| Securities America, Inc. | Olatha | KS | 07/2017 | 03/2024 |
| Securities America Advsiors | Olathe | KS | 07/2017 | 03/2024 |
| Ameritime, Llc | Olathe | KS | 01/2000 | Present |
| Lpl Financial | Olatha | KS | 03/2024 | Present |
1) 02/28/2024 - Compass Financial Resources, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - 180 Hr/Mth 2) 02/28/2024 - Financial Markets, Inc - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2000 - 4.5 Hr/Mth 3) 02/28/2024 - South Mur-len LLC - Real Estate Rental - Co-Owner - (2 rentals) - Inv Rel - Olathes, KS - Start: 01/2018 4) 05/02/2024 - Ameritime LLC - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/01/2000 - 60 Hours Per Month/ 2 Hours During Trading - I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 01/2000. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-31 |
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