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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-07
TX RA APPROVED 2024-03-07
  • KS RA
    APPROVED
    Since 2024-03-07
  • TX RA
    APPROVED
    Since 2024-03-07

Branch Locations

13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States

Ameritime, Llc

13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2008-09-16
  • KS RA
    APPROVED
    Since 2008-09-16

Branch Locations

13095 South Murlen Suite 100, Olathe, KS 66062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Olathe KS 10/2006 07/2017
Compass Financial Resources, Llc Olathe KS 05/1987 Present
Securities America, Inc. Olatha KS 07/2017 03/2024
Securities America Advsiors Olathe KS 07/2017 03/2024
Ameritime, Llc Olathe KS 01/2000 Present
Lpl Financial Olatha KS 03/2024 Present
  • 10/2006 → 07/2017
    National Planning Corporation
    Olathe, KS
  • 05/1987 → Present
    Compass Financial Resources, Llc
    Olathe, KS
  • 07/2017 → 03/2024
    Securities America, Inc.
    Olatha, KS
  • 07/2017 → 03/2024
    Securities America Advsiors
    Olathe, KS
  • 01/2000 → Present
    Olathe, KS
  • 03/2024 → Present
    Lpl Financial
    Olatha, KS
Previous Registrations
  • 2017-07-17 → 2024-03-15
    Securities America Advisors, Inc.
    Olathe, KS
  • 2006-10-18 → 2017-07-19
    National Planning Corporation
    Hutchinson, KS
    El Segundo, CA
    Olathe, KS
  • 2003-01-22 → 2006-10-17
    American General Securities Incorporated
    Olathe, KS
Other Businesses

1) 02/28/2024 - Compass Financial Resources, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - 180 Hr/Mth 2) 02/28/2024 - Financial Markets, Inc - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2000 - 4.5 Hr/Mth 3) 02/28/2024 - South Mur-len LLC - Real Estate Rental - Co-Owner - (2 rentals) - Inv Rel - Olathes, KS - Start: 01/2018 4) 05/02/2024 - Ameritime LLC - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/01/2000 - 60 Hours Per Month/ 2 Hours During Trading - I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 01/2000. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-30
S63 Uniform Securities Agent State Law Examination 1987-07-31
  • S65 Uniform Investment Adviser Law Examination
    2001-08-30
  • S63 Uniform Securities Agent State Law Examination
    1987-07-31

View on SEC IAPD

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