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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2009-04-02
  • KS RA
    APPROVED
    Since 2009-04-02

Branch Locations

17795 W 106Th St Ste 201, Olathe, KS 66061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance Company Milwaukee WI 09/1999 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 10/1999 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 09/1999 → Present
    The Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/1999 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. FACILITATOR, DI CONFIDENCE AND CONVICTION SALES CAMP, BUSINESS RELATED COACHING, START DATE: 3/27/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, I WILL BE PAID BY VARIOUS NETWORK OFFICES TO TRAIN THEIR NEW FRS TO SELL DISABILITY INCOME INSURANCE; NON-INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-13
S63 Uniform Securities Agent State Law Examination 2000-11-22
  • S65 Uniform Investment Adviser Law Examination
    2008-03-13
  • S63 Uniform Securities Agent State Law Examination
    2000-11-22
Other Names
  • Paul S Wulfsberg

View on SEC IAPD

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