James Francis Aten

Current Employers

Employment History

• 04/2014 → 07/2016
  National Penn Bank
  Lancaster, PA
• 07/2016 → 08/2017
  Bb&T
  Lancaster, PA
• 07/2016 → 08/2017
  Bbtis
  Charlotte, NC
• 03/2018 → 01/2020
  Infinex Investments, Inc.
  Meriden, CT
• 03/2018 → 01/2020
  Jonestown Bank And Trust
  Jonestown, PA
• 09/2017 → 02/2018
  Unemployed
  Lancaster, PA
• 01/2020 → Present
  Fidelity Deposit And Discount Bank
  Minersville, PA
• 04/2020 → Present
  Lpl Financial Llc
  Minersville, PA

Previous Registrations

• 2018-03-09 → 2020-01-28
  Osaic Institutions, Inc.
  Lititz, PA
  Jonestown, PA
• 2016-08-31 → 2017-08-15
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Lancaster, PA
• 2013-07-18 → 2014-04-22
  Realta Investment Advisors, Inc
  Wilmington, DE
• 2011-04-28 → 2012-07-23
  Weik Capital Management
  Wyomissing, PA
• 2007-05-11 → 2007-09-19
  Aten Asset Management, Inc
  Lancaster, PA

Other Businesses

1. 4/23/2020 - FIDELITY ASSET MANAGEMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 9/30/2021 - Fidelity Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Relationship Manager - Started 01/01/2021 - 150 Hours Per Month During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-01-03
• S65 Uniform Investment Adviser Law Examination
  1998-02-02

Other Names

• Jim F. Aten