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James E Marconis

Oppenheimer & Co. Inc.

Jenkintown, PA

Pottsville, PA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-09-18
  • PA RA
    APPROVED
    Since 2006-09-18

Branch Locations

One Pitcairn Place 165 Township Line Road, Suite 2300, Jenkintown, PA 19046 • United States

101 South Centre Street, Pottsville, PA 17901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Pottsville PA 01/2006 Present
  • 01/2006 → Present
    Oppenheimer & Co
    Pottsville, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-14
S65 Uniform Investment Adviser Law Examination 1996-10-14
  • S63 Uniform Securities Agent State Law Examination
    1996-10-14
  • S65 Uniform Investment Adviser Law Examination
    1996-10-14

View on SEC IAPD

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Other Offices

COMPREHENSIVE INVESTMENT MANAGEMENT, LLC · Jenkintown, PA
ALVIN CLAY FINANCIAL ADVISORS, LLC · JENKINTOWN, PA
FINANCIAL SPECTRUM INC. · JENKINTOWN, PA
DUCHARME WEALTH ADVISORS, LLC · JENKINTOWN, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JENKINTOWN, PA
THE ARANDA GROUP ADVISORS, LLC · JENKINTOWN, PA
WELLS FARGO CLEARING SERVICES, LLC · JENKINTOWN, PA
RAYMOND JAMES & ASSOCIATES, INC. · JENKINTOWN, PA

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