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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-12 |
Branch Locations
3610 Central Ave Ste 400, Riverside, CA 92506 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St. Paul | MN | 02/2016 | 04/2020 |
| Securian Financial Services Inc. | St. Paul | MN | 02/2016 | 04/2020 |
| Tax And Financial Group | Newport Beach | CA | 02/2016 | 04/2020 |
| Lpl Financial, Llc | Riverside | CA | 05/2020 | Present |
1. 5/12/2020 - TLD Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/2020 - 9 Hours During Securities Trading - Time Spent 95%. 2. 5/12/2020 - JDP Properties LLC - Investment Related - Riverside, CA 92506 - Real Estate Rental - Owner - Started 01/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-27 |
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