Dennis D Egizi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Riverside, CA
• 06/2011 → Present
  Bank Of America,N.A.
  Riverside, CA

Previous Registrations

• 2007-04-02 → 2007-09-05
  Morgan Stanley & Co. Llc
  Ontario, CA
• 1999-04-21 → 2007-04-02
  Morgan Stanley Dw Inc.
  Ontario, CA
  Ontario, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-22
• S63 Uniform Securities Agent State Law Examination
  1998-12-10

Other Names

• Dennis David Egizi