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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-24 |
| CA | RA | APPROVED | 2020-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | San Bernardino | CA | 03/2018 | 05/2020 |
| Wells Fargo Bank Na | San Bernardino | CA | 06/2016 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Redlands | CA | 05/2020 | Present |
| Bank Of America, N.A. | Redlands | CA | 05/2020 | Present |
I*1916368, Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Beaumont, CA 92223 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:8/1/2024 No Hours: 0 No Hours during trading:0 Duties: I*: 2279268 Entity Type: Charitable Name of OBA: Gadangbe and Friends Association of Southern California Inc Address: Diamond Bar, CA Investment Related: No Position, Title, Association: Vice President Employee Start Date: 04/2025 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: The role is Vice President of Gadangbe Association of SoCal which is a non profit Association. As Vice president I will assist the president on the association in performing his roles and responsibilities as directed by the president
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-13 |
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