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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-03-12 |
| OH | RA | APPROVED | 2008-06-09 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 06/2008 | Present |
1) NAME OF OTHER BUSINESS:Mountain-Time LLC / INVESTMENT RELATED?: Yes / ADDRESS: 7291 Woodcroft dr,Cincinnati, OH 45230 US / NATURE OF THE BUSINESS: Real Estate, Vacation property ownership/ POSITION:Partner/ DUTIES:managing rental property in Breckenridge CO. / START DATE:11/19/2020/ HOURS DEVOTED TO BUSINESS: No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-28 |
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