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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-17
NV RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2025-11-17
  • NV RA
    APPROVED
    Since 2011-01-03

Branch Locations

6005 Plumas St 2Nd Fl [Sh-Rbo], Reno, NV 89519 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Reno NV 01/2011 11/2016
Wells Fargo Clearing Services, Llc Reno NV 11/2016 Present
Previous Registrations
  • 2009-04-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Reno, NV
    Reno, NV
  • 2002-05-11 → 2009-04-01
    Banc Of America Investment Services, Inc.
    Reno, NV
    Reno, NV
    Incline Village, NV
Other Businesses

POSTIANO ENTERPRISES INC., NOT INV RELATED, RENO, NV, 100% OWNERSHIP WITH SPOUSE, START 8/1/2006, 5 HOURS PER MONTH, ZERO HRS TRADING, HOLDING CO FOR BISTRO LLC. BISTRO 7 LLC, INV RELATED, RENO, NV, 100% OWNERSHIP, START 3/1/2009, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, OF RESTAURANT/BAR. ENTROPY WINE GROUP, NOT INV RELATED, NEVADA, 1% OWNER, START: 1/2012, 0 HOURS, NO DUTIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-01
S63 Uniform Securities Agent State Law Examination 1987-07-02
  • S65 Uniform Investment Adviser Law Examination
    1997-10-01
  • S63 Uniform Securities Agent State Law Examination
    1987-07-02

View on SEC IAPD

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