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Mitchell J Mountain

Morgan Stanley

Reno, NV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-07
NV RA APPROVED 2019-11-21
  • TX RA
    APPROVED_RES
    Since 2022-03-07
  • NV RA
    APPROVED
    Since 2019-11-21

Branch Locations

5390 Kietzke Lane Suite 200, Reno, NV 89511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Reno NV 02/2018 09/2019
Aspire Capital Advisors/ Mass Mutual Reno NV 08/2017 10/2019
Dolan Automotive Group Reno NV 05/2012 08/2017
Morgan Stanley Smith Barney Llc Reno NV 10/2019 Present
Morgan Stanley Private Bank, N.A New York NY 10/2019 Present
  • 02/2018 → 09/2019
    Mml Investors Services
    Reno, NV
  • 08/2017 → 10/2019
    Aspire Capital Advisors/ Mass Mutual
    Reno, NV
  • 05/2012 → 08/2017
    Dolan Automotive Group
    Reno, NV
  • 10/2019 → Present
    Morgan Stanley Smith Barney Llc
    Reno, NV
  • 10/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-07
S63 Uniform Securities Agent State Law Examination 2018-09-27
  • S65 Uniform Investment Adviser Law Examination
    2019-11-07
  • S63 Uniform Securities Agent State Law Examination
    2018-09-27
Other Names
  • Mitchell Joseph Mountain
  • Mitchell Mountain

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BENJAMIN F. EDWARDS & COMPANY, INC.
LPL FINANCIAL LLC
GW FINANCIAL
TREO VENTURES, LLC
ELEVAGE PARTNERS, LLC
DISCRETIONARY INC.

Other Investors

LEONARD R WOHLETZ
ANGEL MARIE SANDOVAL
RYAN SCOTT GROSS
JAMES WARREN FRIEDLAN
SUNTALEE KOOZER
Alexander Mallett
Jared D Marchegger
ROBERT CARL RUECKL

Other Offices

EDWARD JONES · RENO, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RENO, NV
BENJAMIN F. EDWARDS & COMPANY, INC. · Reno, NV
LPL FINANCIAL LLC · RENO, NV
GW FINANCIAL · RENO, NV
TREO VENTURES, LLC · RENO, NV
ELEVAGE PARTNERS, LLC · RENO, NV
DISCRETIONARY INC. · RENO, NV

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