James Warren Friedlan

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Morgan Stanley
  Reno, NV
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2013-04-08 → 2014-01-21
  Ubs Financial Services Inc.
  La Jolla, CA
• 2005-06-17 → 2013-02-19
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  Sand Diego, CA
• 2002-05-22 → 2005-06-22
  Citigroup Global Markets Inc.
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2002-04-29

Other Names

• James Warren Freidlan
• James Warren Friedlan
• James Warren Friedlan Iii