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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2006-10-04
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2006-10-04

Branch Locations

150 Broadhollow Rd Ste 205, Melville, NY 11747 • United States

West Islip, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Melville NY 09/2005 03/2020
Ameriprise Financial Services, Llc Melville NY 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 2000 S Ocean blvd #502, , delray beach, FL, 33483; Not Investment-Related; 03/01/2024. Business Ownership; one ten partners, LLC; manage expenses, payroll and tax reporting; entity for operating practice expenses; 150 broadhollow rd, suite 205, , melville, NY, 11747; Not Investment-Related; 01/02/2020; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Inspire arts & music; board member; 47 Fairmount ave., , Boston, MA, 02136; Not Investment-Related; 10/13/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-21
S63 Uniform Securities Agent State Law Examination 1987-10-07
  • S66 Uniform Combined State Law Examination
    2000-07-21
  • S63 Uniform Securities Agent State Law Examination
    1987-10-07
Other Names
  • Chris Fucci

View on SEC IAPD

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