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1 Huntington Quadrangle Suite 3N03, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-15 |
Branch Locations
1 Huntington Quadrangle Suite 3N03, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2006 | 09/2018 |
| Aps Investment Management Inc. | Woodbury | NY | 09/2014 | Present |
| Aps Wealth Management, Llc | Melville | NY | 10/2018 | Present |
VARIOUS OTHER INS- 5/2005 - FIXED, HEALTH, DENTAL THIRD PARTY ADMINISTRATOR -APS PENSION SVCS- CONSULTANT/REFER NEW QUALIFIED RETIREMENT PLANS-12/2011 10HRS PER MO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-18 |
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