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1 Huntington Quadrangle Suite 3N03, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-15 |
Branch Locations
1 Huntington Quadrangle Suite 3N03, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2012 | 09/2018 |
| Aps Investment Management, Llc | Melville | NY | 12/2013 | Present |
| Aps Wealth Management, Llc | Melville | NY | 10/2018 | Present |
PHILLIPS SALES INC./DBA OBJECTS D'HEART, NON-INVESTMENT RELATED, 64 Norwood Road, Northport, NY 11768, RETAIL VINTAGE COSTUME JEWELRY AND HANDBAGS, PRESIDENT-STARTED 06/2006, DUTIES INCLUDE CHECKBOOK RECONCILIATION AND LEDGERS - DEVOTES 6 HRS PER MONTH - ALL OF WHICH ARE NOT DURING SECURITY TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-26 |
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