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Wendy Oliver Lewis

Physician Wealth Advisors, Inc.

Salt Lake City, UT

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Current Employers
Physician Wealth Advisors, Inc.

6820 South 900 East Suite 200, Salt Lake City, UT 84047 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2010-12-14
  • UT RA
    APPROVED
    Since 2010-12-14

Branch Locations

6820 South 900 East Suite 200, Salt Lake City, UT 84047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Salt Lake City UT 01/1987 Present
Physician Wealth Advisors, Inc. (Fka Uma Financial Services) Salt Lake City UT 06/2004 Present
  • 01/1987 → Present
    Fidelity Brokerage Services, Inc.
    Salt Lake City, UT
  • 06/2004 → Present
    Physician Wealth Advisors, Inc. (Fka Uma Financial Services)
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-13
S63 Uniform Securities Agent State Law Examination 1987-07-17
  • S65 Uniform Investment Adviser Law Examination
    2010-12-13
  • S63 Uniform Securities Agent State Law Examination
    1987-07-17

View on SEC IAPD

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