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George Dircks

Wells Fargo Clearing Services, LLC

Bel Air, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2009-02-20
  • MD RA
    APPROVED
    Since 2009-02-20

Branch Locations

2 S Main St, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bel Air MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bel Air MD 11/2016 Present
Previous Registrations
  • 2006-02-21 → 2009-03-12
    Citigroup Global Markets Inc.
    Bel Air, MD
    New York, NY
    Bel Air, MD
  • 1998-01-01 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Bel Air, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-01
S63 Uniform Securities Agent State Law Examination 1987-07-31
  • S65 Uniform Investment Adviser Law Examination
    1997-12-01
  • S63 Uniform Securities Agent State Law Examination
    1987-07-31
Other Names
  • George Dircks
  • George Dircks
  • George Dircks
  • George Dircks
  • George Dircks Jr.

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD
OSAIC WEALTH, INC. · BEL AIR, MD
FOUNDERS FINANCIAL SECURITIES LLC · BEL AIR, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEL AIR, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bel Air, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Bel Air, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Be Air, MD

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