Erik Louis Keller

Current Employers

Employment History

• 10/2010 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 10/2010 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2008-01-30 → 2010-12-31
  Harford Financial Group
  Bel Air, MD
• 2008-01-31 → 2010-10-19
  Osaic Services, Inc.
  Bel Air, MD
• 2006-05-03 → 2007-12-31
  Truist Investment Services, Inc.
  Laurel, MD
  Atlanta, GA
• 2005-08-16 → 2006-05-15
  Ubs Financial Services Inc.
  Baltimore, MD

Other Businesses

1) HARFORD FINANCIAL GROUP INC, 836 S MAIN ST STE 105, BELAIR, MD, 1/2008 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 0/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/MO - 1/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) KELLER FINANCIAL SERVICES, LLC, 836 S MAIN ST, STE 105, BEL AIR, MD, SINCE 10/2014 AS OWNER OF SECURITIES LLC/DBA. NIR - DEVOTES 5 HR/WK - NONE DURING TRADING. 4) KELLER FINANCIAL SERVICES / Nottingham MD / 10/2022 / EXPERT WITNESS / NIR / 2 HR/MO 0 HR TRADING 5) HARFORD FINANCIAL GROUP, 836 S. Main Street, suite 105, suite 105, Bel Air MD 21014, United States, 01/01/1993, DBA Name, INV REL, 160 HR/MO 160 HR TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-08-13